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136 

14 CFR Ch. I (1–1–19 Edition) 

§ 21.4 

or article, the holder of that produc-
tion approval must send the data nec-
essary for issuing an appropriate air-
worthiness directive to the FAA. 

[Amdt. 21–36, 35 FR 18187, Nov. 28, 1970, as 
amended by Amdt. 21–37, 35 FR 18450, Dec. 4, 
1970; Amdt. 21–50, 45 FR 38346, June 9, 1980; 
Amdt. 21–67, 54 FR 39291, Sept. 25, 1989; Amdt. 
21–92, 74 FR 53385, Oct. 16, 2009; Doc. No. 
FAA–2018–0119, Amdt. 21–101, 83 FR 9169, Mar. 
5, 2018] 

§ 21.4

ETOPS reporting requirements. 

(a) 

Early ETOPS: reporting, tracking, 

and resolving problems. 

The holder of a 

type certificate for an airplane-engine 
combination approved using the Early 
ETOPS method specified in part 25, Ap-
pendix K, of this chapter must use a 
system for reporting, tracking, and re-
solving each problem resulting in one 
of the occurrences specified in para-
graph (a)(6) of this section. 

(1) The system must identify how the 

type certificate holder will promptly 
identify problems, report them to the 
responsible Aircraft Certification Serv-
ice office, and propose a solution to the 
FAA to resolve each problem. A pro-
posed solution must consist of— 

(i) A change in the airplane or engine 

type design; 

(ii) A change in a manufacturing 

process; 

(iii) A change in an operating or 

maintenance procedure; or 

(iv) Any other solution acceptable to 

the FAA. 

(2) For an airplane with more than 

two engines, the system must be in 
place for the first 250,000 world fleet en-
gine-hours for the approved airplane- 
engine combination. 

(3) For two-engine airplanes, the sys-

tem must be in place for the first 
250,000 world fleet engine-hours for the 
approved airplane-engine combination 
and after that until— 

(i) The world fleet 12-month rolling 

average IFSD rate is at or below the 
rate required by paragraph (b)(2) of this 
section; and 

(ii) The FAA determines that the 

rate is stable. 

(4) For an airplane-engine combina-

tion that is a derivative of an airplane- 
engine combination previously ap-
proved for ETOPS, the system need 
only address those problems specified 
in the following table, provided the 
type certificate holder obtains prior 
authorization from the FAA: 

If the change does not require a new airplane type certificate 

and . . . 

Then the Problem Tracking and Resolution System must ad-

dress . . . 

(i) Requires a new engine type certificate ..................................

All problems applicable to the new engine installation, and for 

the remainder of the airplane, problems in changed systems 
only. 

(ii) Does not require a new engine type certificate .....................

Problems in changed systems only. 

(5) The type certificate holder must 

identify the sources and content of 
data that it will use for its system. The 
data must be adequate to evaluate the 
specific cause of any in-service problem 
reportable under this section or § 21.3(c) 
that could affect the safety of ETOPS. 

(6) In implementing this system, the 

type certificate holder must report the 
following occurrences: 

(i) IFSDs, except planned IFSDs per-

formed for flight training. 

(ii) For two-engine airplanes, IFSD 

rates. 

(iii) Inability to control an engine or 

obtain desired thrust or power. 

(iv) Precautionary thrust or power 

reductions. 

(v) Degraded ability to start an en-

gine in flight. 

(vi) Inadvertent fuel loss or unavail-

ability, or uncorrectable fuel imbal-
ance in flight. 

(vii) Turn backs or diversions for fail-

ures, malfunctions, or defects associ-
ated with an ETOPS group 1 signifi-
cant system. 

(viii) Loss of any power source for an 

ETOPS group 1 significant system, in-
cluding any power source designed to 
provide backup power for that system. 

(ix) Any event that would jeopardize 

the safe flight and landing of the air-
plane on an ETOPS flight. 

(x) Any unscheduled engine removal 

for a condition that could result in one 

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