Section 5.27

14 CFR Ch. I (1-1-19 Edition)

(5) Regularly report to the accountable executive on the performance of
the SMS and on any need for improvement.

(4) The personnel, equipment, and facilities necessary for operation of the
system.
(c) The certificate holder must develop and maintain processes to identify hazards within the context of the
system analysis.

Section 5.27 Coordination of emergency response planning.
Where emergency response procedures are necessary, the certificate
holder must develop and the accountable executive must approve as part of
the safety policy, an emergency response plan that addresses at least the
following:
(a) Delegation of emergency authority throughout the certificate holder-s
organization;
(b) Assignment of employee responsibilities during the emergency; and
(c) Coordination of the certificate
holder-s emergency response plans with
the emergency response plans of other
organizations it must interface with
during the provision of its services.

Section 5.55 Safety risk assessment and control.
(a) The certificate holder must develop and maintain processes to analyze safety risk associated with the
hazards identified in Section 5.53(c).
(b) The certificate holder must define
a process for conducting risk assessment that allows for the determination
of acceptable safety risk.
(c) The certificate holder must develop and maintain processes to develop safety risk controls that are necessary as a result of the safety risk assessment process under paragraph (b)
of this section.
(d) The certificate holder must evaluate whether the risk will be acceptable
with the proposed safety risk control
applied, before the safety risk control
is implemented.

Subpart C - Safety Risk
Management

spaschal on DSK3GDR082PROD with CFR

Section 5.51 Applicability.
A certificate holder must apply safety risk management to the following:
(a) Implementation of new systems.
(b) Revision of existing systems.
(c) Development of operational procedures.
(d) Identification of hazards or ineffective risk controls through the safety
assurance processes in subpart D of
this part.

Subpart D - Safety Assurance
Section 5.71 Safety performance monitoring
and measurement.
(a) The certificate holder must develop and maintain processes and systems to acquire data with respect to its
operations, products, and services to
monitor the safety performance of the
organization. These processes and systems must include, at a minimum, the
following:
(1) Monitoring of operational processes.
(2) Monitoring of the operational environment to detect changes.
(3) Auditing of operational processes
and systems.
(4) Evaluations of the SMS and operational processes and systems.
(5) Investigations of incidents and accidents.
(6) Investigations of reports regarding potential non-compliance with regulatory standards or other safety risk
controls established by the certificate
holder through the safety risk management process established in subpart C
of this part.

Section 5.53 System analysis and hazard
identification.
(a) When applying safety risk management, the certificate holder must
analyze the systems identified in Section 5.51.
Those system analyses must be used to
identify hazards under paragraph (c) of
this section, and in developing and implementing risk controls related to the
system under Section 5.55(c).
(b) In conducting the system analysis, the following information must be
considered:
(1) Function and purpose of the system.
(2) The system-s operating environment.
(3) An outline of the system-s processes and procedures.

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