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21 

Federal Aviation Administration, DOT 

§ 119.36 

(3) Obtains operations specifications 

that prescribe the authorizations, limi-
tations, and procedures under which 
each kind of operation must be con-
ducted. 

(c) Each applicant for a certificate 

under this part and each applicant for 
operations specifications authorizing a 
new kind of operation that is subject to 
§ 121.163 or § 135.145 of this chapter shall 
conduct proving tests as authorized by 
the Administrator during the applica-
tion process for authority to conduct 
operations under part 121 or part 135 of 
this chapter. All proving tests must be 
conducted in a manner acceptable to 
the Administrator. All proving tests 
must be conducted under the appro-
priate operating and maintenance re-
quirements of part 121 or 135 of this 
chapter that would apply if the appli-
cant were fully certificated. The Ad-
ministrator will issue a letter of au-
thorization to each person stating the 
various authorities under which the 
proving tests shall be conducted. 

[Doc. No. 28154, 60 FR 65913, Dec. 20, 1995, as 
amended by Amdt. 119–2, 61 FR 30434, June 
14, 1996] 

§ 119.35

Certificate application re-

quirements for all operators. 

(a) A person applying to the Adminis-

trator for an Air Carrier Certificate or 
Operating Certificate under this part 
(applicant) must submit an applica-
tion— 

(1) In a form and manner prescribed 

by the Administrator; and 

(2) Containing any information the 

Administrator requires the applicant 
to submit. 

(b) Each applicant must submit the 

application to the Administrator at 
least 90 days before the date of in-
tended operation. 

[Doc. No. 28154, 62 FR 13254, Mar. 19, 1997; 62 
FR 15570, Apr. 1, 1997] 

§ 119.36

Additional certificate applica-

tion requirements for commercial 
operators. 

(a) Each applicant for the original 

issue of an operating certificate for the 
purpose of conducting intrastate com-
mon carriage operations under part 121 
or part 135 of this chapter must submit 
an application in a form and manner 

prescribed by the Administrator to the 
responsible Flight Standards office. 

(b) Each application submitted under 

paragraph (a) of this section must con-
tain a signed statement showing the 
following: 

(1) For corporate applicants: 
(i) The name and address of each 

stockholder who owns 5 percent or 
more of the total voting stock of the 
corporation, and if that stockholder is 
not the sole beneficial owner of the 
stock, the name and address of each 
beneficial owner. An individual is con-
sidered to own the stock owned, di-
rectly or indirectly, by or for his or her 
spouse, children, grandchildren, or par-
ents. 

(ii) The name and address of each di-

rector and each officer and each person 
employed or who will be employed in a 
management position described in 
§§ 119.65 and 119.69, as applicable. 

(iii) The name and address of each 

person directly or indirectly control-
ling or controlled by the applicant and 
each person under direct or indirect 
control with the applicant. 

(2) For non-corporate applicants: 
(i) The name and address of each per-

son having a financial interest therein 
and the nature and extent of that in-
terest. 

(ii) The name and address of each 

person employed or who will be em-
ployed in a management position de-
scribed in §§ 119.65 and 119.69, as appli-
cable. 

(c) In addition, each applicant for the 

original issue of an operating certifi-
cate under paragraph (a) of this section 
must submit with the application a 
signed statement showing— 

(1) The nature and scope of its in-

tended operation, including the name 
and address of each person, if any, with 
whom the applicant has a contract to 
provide services as a commercial oper-
ator and the scope, nature, date, and 
duration of each of those contracts; 
and 

(2) For applicants intending to con-

duct operations under part 121 of this 
chapter, the financial information list-
ed in paragraph (e) of this section. 

(d) Each applicant for, or holder of, a 

certificate issued under paragraph (a) 
of this section, shall notify the Admin-
istrator within 10 days after— 

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