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147 

Federal Aviation Administration, DOT 

§ 21.101 

with external equipment mounted to, 
or external loads carried by, the heli-
copter; 

(C) Reconfiguration of the helicopter 

by the addition or removal of floats 
and skis; 

(D) Flight with one or more doors 

and/or windows removed or in an open 
position; or 

(E) Any changes in the operational 

limitations placed on the helicopter as 
a consequence of the addition or re-
moval of external equipment, floats, 
and skis, or flight operations with 
doors and/or windows removed or in an 
open position. 

(5) Tiltrotors. 
(c) For purposes of complying with 

part 34 of this chapter, any voluntary 
change in the type design of the air-
plane or engine which may increase 
fuel venting or exhaust emissions is an 
‘‘emissions change.’’ 

[Amdt. 21–27, 34 FR 18363, Nov. 18, 1969] 

E

DITORIAL

N

OTE

: For F

EDERAL

R

EGISTER

ci-

tations affecting § 21.93, see the List of CFR 
Sections Affected, which appears in the 
Finding Aids section of the printed volume 
and at 

www.fdsys.gov

§ 21.95

Approval of minor changes in 

type design. 

Minor changes in a type design may 

be approved under a method acceptable 
to the FAA before submitting to the 
FAA any substantiating or descriptive 
data. 

§ 21.97

Approval of major changes in 

type design. 

(a) An applicant for approval of a 

major change in type design must— 

(1) Provide substantiating data and 

necessary descriptive data for inclu-
sion in the type design; 

(2) Show that the change and areas 

affected by the change comply with the 
applicable requirements of this sub-
chapter, and provide the FAA the 
means by which such compliance has 
been shown; and 

(3) Provide a statement certifying 

that the applicant has complied with 
the applicable requirements. 

(b) Approval of a major change in the 

type design of an aircraft engine is lim-
ited to the specific engine configura-
tion upon which the change is made 
unless the applicant identifies in the 

necessary descriptive data for inclu-
sion in the type design the other con-
figurations of the same engine type for 
which approval is requested and shows 
that the change is compatible with the 
other configurations. 

[Amdt. 21–40, 39 FR 35459, Oct. 1, 1974, as 
amended by Amdt. 21–92, 74 FR 53387, Oct. 16, 
2009; Amdt. 21–96, 77 FR 71695, Dec. 4, 2012] 

§ 21.99

Required design changes. 

(a) When an Airworthiness Directive 

is issued under Part 39 the holder of 
the type certificate for the product 
concerned must— 

(1) If the FAA finds that design 

changes are necessary to correct the 
unsafe condition of the product, and 
upon his request, submit appropriate 
design changes for approval; and 

(2) Upon approval of the design 

changes, make available the descrip-
tive data covering the changes to all 
operators of products previously cer-
tificated under the type certificate. 

(b) In a case where there are no cur-

rent unsafe conditions, but the FAA or 
the holder of the type certificate finds 
through service experience that 
changes in type design will contribute 
to the safety of the product, the holder 
of the type certificate may submit ap-
propriate design changes for approval. 
Upon approval of the changes, the man-
ufacturer must make information on 
the design changes available to all op-
erators of the same type of product. 

[Doc. No. 5085, 29 FR 14567, Oct. 24, 1964, as 
amended by Amdt. 21–3, 30 FR 8826, July 24, 
1965] 

§ 21.101

Designation of applicable reg-

ulations. 

(a) An applicant for a change to a 

type certificate must show that the 
change and areas affected by the 
change comply with the airworthiness 
requirements applicable to the cat-
egory of the product in effect on the 
date of the application for the change 
and with parts 34 and 36 of this chapter. 
Exceptions are detailed in paragraphs 
(b) and (c) of this section. 

(b) Except as provided in paragraph 

(g) of this section, if paragraphs (b)(1), 
(2), or (3) of this section apply, an ap-
plicant may show that the change and 
areas affected by the change comply 

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