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77 

Federal Aviation Administration, DOT 

§ 13.401 

T

ABLE OF

M

INIMUM AND

M

AXIMUM

C

IVIL

M

ONETARY

P

ENALTY

A

MOUNTS FOR

C

ERTAIN

V

IOLATIONS

 

O

CCURRING

O

N OR

A

FTER

D

ECEMBER

29, 2010—Continued 

United States Code cite 

Civil monetary penalty 

description 

Minimum 

penalty 

amount 

New or ad-
justed min-

imum pen-

alty amount 

Maximum penalty 

amount when last set or 

adjusted pursuant to 

law 

New or ad-

justed max-

imum pen-

alty amount 

49 U.S.C. 

46301(a)(5)(B)(ii).

Violation by an individual or 

small business concern re-
lated to the registration or 
recordation under 49 U.S.C. 
chapter 441, of an aircraft not 
used to provide air transpor-
tation.

N/A ............

N/A ............

$11,000 per violation, 

adjusted 6/16/2006.

No change. 

49 U.S.C. 

46301(a)(5)(B)(iii).

Violation by an individual or 

small business concern of 49 
U.S.C. 44718(d), relating to 
limitation on construction or 
establishment of landfills.

N/A ............

N/A ............

$11,000 per violation, 

adjusted 6/15/2006.

No change. 

49 U.S.C. 

46301(a)(5)(B)(iv).

Violation by an individual or 

small business concern of 49 
U.S.C. 44725, relating to the 
safe disposal of life-limited 
aircraft parts.

N/A ............

N/A ............

$11,000 per violation, 

adjusted 6/15/2006.

No change. 

49 U.S.C. 46301(b) ......

Tampering with a smoke alarm 

device.

N/A ............

N/A ............

$2,200 per violation, 

adjusted 1/21/1997.

$3,200 per 

violation. 

49 U.S.C. 46302 ..........

Knowingly providing false infor-

mation about alleged violation 
involving the special aircraft 
jurisdiction of the United 
States.

N/A ............

N/A ............

$11,000 per violation, 

adjusted 1/21/1997.

$16,000 per 

violation. 

49 U.S.C. 46318 ..........

Interference with cabin or flight 

crew.

N/A ............

N/A ............

$27,500, adjusted 6/15/ 

2006.

No change. 

49 U.S.C. 46319 ..........

Permanent closure of an airport 

without providing sufficient 
notice.

N/A ............

N/A ............

$11,000 per day, ad-

justed 6/15/2006.

No change. 

49 U.S.C. 47531 ..........

Violation of 49 U.S.C. 47528– 

47530, relating to the prohibi-
tion of operating certain air-
craft not complying with stage 
3 noise levels.

N/A ............

N/A ............

See 49 U.S.C. 

46301(a)(1)(A) and 
(a)(5), above.

No change. 

[61 FR 67445, Dec. 20, 1996, as amended by Amdt. 13–28, 62 FR 4134, Jan. 29, 1997; 67 FR 6366, 
Feb. 11, 2002; Amdt. 13–33, 71 FR 28522, May 16, 2006; 71 FR 47077, Aug. 16, 2006; 71 FR 52407, 
Sept. 6, 2006; 75 FR 72938, Nov. 29, 2010] 

Subpart I—Flight Operational 

Quality Assurance Programs 

§ 13.401

Flight Operational Quality As-

surance Program: Prohibition 
against use of data for enforcement 
purposes. 

(a) 

Applicability.  This section applies 

to any operator of an aircraft who op-
erates such aircraft under an approved 
Flight Operational Quality Assurance 
(FOQA) program. 

(b) 

Definitions. For the purpose of this 

section, the terms— 

(1) 

Flight Operational Quality Assur-

ance (FOQA) program means an FAA- 
approved program for the routine col-
lection and analysis of digital flight 
data gathered during aircraft oper-
ations, including data currently col-

lected pursuant to existing regulatory 
provisions, when such data is included 
in an approved FOQA program. 

(2) 

FOQA data means any digital 

flight data that has been collected 
from an individual aircraft pursuant to 
an FAA-approved FOQA program, re-
gardless of the electronic format of 
that data. 

(3) 

Aggregate FOQA data means the 

summary statistical indices that are 
associated with FOQA event cat-
egories, based on an analysis of FOQA 
data from multiple aircraft operations. 

(c) 

Requirements.  In order for para-

graph (e) of this section to apply, the 
operator must submit, maintain, and 
adhere to a FOQA Implementation and 
Operation Plan that is approved by the 

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