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14 CFR Ch. I (1–1–14 Edition) 

§ 91.863 

with the corresponding number of 
Stage 2 airplanes to another person 
under § 91.863. 

(b) Foreign air carriers. The base 

level of a foreign air carrier is equal to 
the number of owned or leased Stage 2 
airplanes that were listed on that car-
rier’s U.S. operations specifications on 
any one day during the period January 
1, 1990, through July 1, 1991, plus or 
minus any adjustments to the base lev-
els made pursuant to paragraphs (b) (1) 
and (2). 

(1) The base level of a foreign air car-

rier shall be increased by the amount 
of foreign air carrier base level ac-
quired with a Stage 2 airplane from an-
other person under § 91.863. 

(2) The base level of a foreign air car-

rier shall be decreased by the amount 
of foreign air carrier base level trans-
ferred with a Stage 2 airplane to an-
other person under § 91.863. 

(c) New entrants do not have a base 

level. 

[Doc. No. 26433, 56 FR 48659, Sept. 25, 1991; 56 
FR 51167, Oct. 10, 1991] 

§ 91.863

Transfers of Stage 2 airplanes 

with base level. 

(a) Stage 2 airplanes may be trans-

ferred with or without the cor-
responding amount of base level. Base 
level may not be transferred without 
the corresponding number of Stage 2 
airplanes. 

(b) No portion of a U.S. operator’s 

base level established under § 91.861(a) 
may be used for operations by a foreign 
air carrier. No portion of a foreign air 
carrier’s base level established under 
§ 91.861(b) may be used for operations 
by a U.S. operator. 

(c) Whenever a transfer of Stage 2 

airplanes with base level occurs, the 
transferring and acquiring parties 
shall, within 10 days, jointly submit 
written notification of the transfer to 
the FAA, Office of Environment and 
Energy. Such notification shall state: 

(1) The names of the transferring and 

acquiring parties; 

(2) The name, address, and telephone 

number of the individual responsible 
for submitting the notification on be-
half of the transferring and acquiring 
parties; 

(3) The total number of Stage 2 air-

planes transferred, listed by airplane 
type, model, series, and serial number; 

(4) The corresponding amount of base 

level transferred and whether it is U.S. 
operator or foreign air carrier base 
level; and 

(5) The effective date of the trans-

action. 

(d) If, taken as a whole, a transaction 

or series of transactions made pursuant 
to this section does not produce an in-
crease or decrease in the number of 
Stage 2 airplanes for either the acquir-
ing or transferring operator, such 
transaction or series of transactions 
may not be used to establish compli-
ance with the requirements of § 91.865. 

[Doc. No. 26433, 56 FR 48659, Sept. 25, 1991] 

§ 91.865

Phased compliance for opera-

tors with base level. 

Except as provided in paragraph (a) 

of this section, each operator that op-
erates an airplane under part 91, 121, 
125, 129, or 135 of this chapter, regard-
less of the national registry of the air-
plane, shall comply with paragraph (b) 
or (d) of this section at each interim 
compliance date with regard to its sub-
sonic airplane fleet covered by 
§ 91.801(c) of this subpart. 

(a) This section does not apply to 

new entrants covered by § 91.867 or to 
foreign operators not engaged in for-
eign air commerce. 

(b) Each operator that chooses to 

comply with this paragraph pursuant 
to any interim compliance requirement 
shall reduce the number of Stage 2 air-
planes it operates that are eligible for 
operation in the contiguous United 
States to a maximum of: 

(1) After December 31, 1994, 75 percent 

of the base level held by the operator; 

(2) After December 31, 1996, 50 percent 

of the base level held by the operator; 

(3) After December 31, 1998, 25 percent 

of the base level held by the operator. 

(c) Except as provided under § 91.871, 

the number of Stage 2 airplanes that 
must be reduced at each compliance 
date contained in paragraph (b) of this 
section shall be determined by ref-
erence to the amount of base level held 
by the operator on that compliance 
date, as calculated under § 91.861. 

(d) Each operator that chooses to 

comply with this paragraph pursuant 

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